Title: Grant Procedures
Based on Policy:
4.22 - Grants Administration
Office of Primary Responsibility: President’s Office/ Resource Development
To establish a procedure of soliciting and managing external grant awards to advance the achievement of the college mission and strategic priorities of the college
- Pre-proposal considerations
- South Florida State College (SFSC) employees or groups wishing to apply for external funding through local, state or federal grants or awards from corporate or foundation sources shall contact the SFSC Office of Resource Development prior to beginning the application process. No grants will be requested without the approval of this office or the written consent of the college president.
- The college is a teaching/learning institution committed to providing accessible, quality, post-secondary educational opportunities. The college recognizes the value and need to engage in external grant seeking and funds development; however, all such activities must be consistent with the stated mission of the college. Therefore, the seeking and/or receiving of grants and/or contracts must recognize the educational focus of the college and must acknowledge institutional control of the activity.
- Proposal development
- The Office of Resource Development will provide instructions regarding the specific steps that are to be followed depending on the grant to be requested; will provide the requestor a copy of Grant Application Summary and Routing form; and will explain the application process to interested applicants.
- Once the Grant Coordination Information sheet and Grant Application Summary and Routing form have been approved by the appropriate college offices, the Office of Resource Development will identify a grant writing team to assist in the preparation of the application.
- The Office of Resource Development will monitor the grant application process, the status of submitted requests, and the coordination of approved and received grants.
- Grant award and acceptance - Office of Resource Development
- The Office of Resource Development should receive the notification of the award from the grantor agency. When the award is received, it will be compared to the submitted proposal to see if there are differences. Any noted differences will be documented and the resource development staff member will work with program and business office staff to see if the adjustments to the grant from the grantor are in accordance with college’s mission and that the project is acceptable for the funding received.
- The decision to recommend SFSC District Board of Trustees (DBOT) acceptance or rejection of grants is made by the president or appropriate designee. The dean, resource development is responsible for placing grant recommendations on the agenda for the DBOT to take action.
- The Office of Resource Development will maintain institutional records dealing with grant data.
- Grant administration
- Project manager
- A project manager will be assigned to each grant. Project managers are responsible for ensuring the implementation of a plan of operation to achieve grant objectives.
- Project managers are responsible for the timely expenditure of grant/program funds. They are further responsible for ensuring that expenditures are in compliance with the terms, conditions, rules, and regulations of the external grantor.
- Project managers or their designees are responsible for ensuring that equipment purchased with grant funds is only used for grant purposes. Fees associated with the use of any grant purchased equipment will be turned in by the property custodian to be counted as grant program income. Disposal of equipment purchased with grant funds will only be done after checking with grantor restrictions.
- Project managers are expected to conduct and/or oversee grant projects from inception to their completion and evaluation. Project managers are responsible for coordinating program objectives to ensure that any deliverables are met and documented.
- Project managers are responsible for interfacing with regulatory agencies, external auditors, and internal college staff regarding their programs/grants.
- Project managers must submit a final report to Office of Resource Development.
- Project managers, in collaboration with the accountant, are responsible for ensuring that only actual grant costs are charged to grants. Costs are to be split based upon a reasonable allocation method or rationale consistent with grant and/or contract guidelines as well as federal and/or state regulations and approved cost allocation methods or strategies.
- Project managers will assist in coordinating appropriate publicity in conjunction with the Community Relations and Marketing Department.
- Business Office – grants accounting
- The controller will assign an accountant to oversee every grant and to work with each project manager. The controller is responsible for maintaining a financial management system that meets the conditions and requirements established by the Federal Office of Management and Budget for federal funds or meets the requirements of other agencies in the instance of state, local, or private grants.
- The accountant will work with the project manager to develop a budget, establish a cost center, and to go over the general plan for the grant. The accountant is responsible for ensuring that funds are available when needed and that planned expenditures adhere to all laws, rules, terms, conditions and regulations governing purchasing as well as any additional restrictions placed by the grantor. For reimbursement grants, the accountant is responsible for ensuring that expenditures are invoiced in a timely manner. Cash management within the grant as well as fiscal reporting are the responsibility of the accountant.
- The accountant is responsible for ensuring the grant budget and is responsible for requesting or coordinating the request of budget amendments.
- The accountant is responsible for maintaining a grant file for each grant that contains at a minimum the grant, the grant award notification, and a final summary expenditure report. In addition, the accountant is responsible for assisting with or coordinating the preparation of other necessary reports including continuation requests, progress reports, final reports and other filings required by the grant program. Copies of all reports filed related to a grant should be housed within the business office grant file.
- The accountant is responsible for interfacing with regulatory agencies, external auditors, and internal college staff regarding each grant they are responsible for.
- The accountant, in collaboration with the program manager, is responsible for ensuring that only actual grant costs are charged to grants. Costs are to be split based upon a reasonable allocation method or rationale consistent with grant and/or contract guidelines as well as federal and/or state regulations and approved cost allocation methods or strategies. Allocations of salaries to grants should adhere to Procedure 4221: Grants and Contracts Personnel Activity Reports.
- Grants reporting – internal
The Office of Resource Development and Business will provide a monthly report to the President’s Council of grants applied for, grants received, grants not funded as well as a status of funded grants. The report will be used as a managerial tool to ensure that funds are being spent timely and in accordance with program/grant or other donor restrictions.
- Closeout, compliance verification, and documentation
Once determined that the project period has ended and all necessary administrative actions and financial obligations have been completed, the grant award or contact will be closed out.
- For all grants and contracts with a term of one year or longer, a meeting will be held between the grant manager and grant accountant 90 days prior to the date that the grant or contract is scheduled to close. A review of the financial and program status will be discussed, and any necessary activities, including financial and performance reports needed to complete the objectives, will be documented and scheduled. Short-term grants and contracts must meet the same requirements, but the meeting will take place 30 days prior to the closing date.
- For grants or contracts that will not be renewed, a Grant Closeout Notice will be sent to all project staff and supervisors 60 days (or as soon as notified if less than 60 days) prior to the end of the performance and budget period. The contents of the notice will first be discussed and coordinated with the vice president for administrative services and the director, human resources. College Policy 5.07 and Procedure 5070 will be followed regarding reappointment and termination procedures for any affected employees. The primary purpose of the Grant Closeout Notice will be to remind project staff and supervisors of their responsibilities leading up to and following the grant or contract end. The Grant Closeout Notice will also provide a reminder that additional expenses received after the closeout date are disallowed to the grant or contact and will be charged to the corresponding department. When appropriate, the Grant Closeout Notice will include a timeline of activities.
- Required Reports
- Financial Reports - The grant accountant is responsible for preparing and submitting all interim and final financial reports set forth by the requirements and regulations of the grant award or contract to the appropriate funding agencies.
- Performance Reports - The grant manager is responsible for preparing and submitting interim and final performance reports. The grant manager is responsible for determining if the grant or contract has met the scope or objectives and has complied with all terms and conditions. After the performance report is finalized and submitted, a copy will be provided to the Business Office.
- Final Payment Closeout - After the final financial and performance reports have been reviewed and authorized, the grant accountant will proceed in requesting a final payment.
- Property - All equipment purchased with grant or contract funds become the property of SFSC at the end of the grant period unless otherwise indicated by the funding agency. All subsequent costs, such as maintenance contracts, will become the responsibility of the college
History: Last Revised: 5/08/12
Reviewed: 2/28/05, 4/29/08
Revised: 5/5/09, 5/08/12